-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J7zz9ehU2W+Xohj3xUvlQ6fnfme+ObElqluNYYY1Zwo38OAJk374C55BxnG0Gwpu 9PAIEfU8HCkouXlTIWDAqg== 0000944209-98-000218.txt : 19980204 0000944209-98-000218.hdr.sgml : 19980204 ACCESSION NUMBER: 0000944209-98-000218 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980203 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PFF BANCORP INC CENTRAL INDEX KEY: 0001004969 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954561623 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49962 FILM NUMBER: 98520494 BUSINESS ADDRESS: STREET 1: 350 SOUTH GAREY AVENUE CITY: POMONA STATE: CA ZIP: 91766 BUSINESS PHONE: 9096232323 MAIL ADDRESS: STREET 1: 350 SOUTH GAREY AVENUE CITY: POMONA STATE: CA ZIP: 91766 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PFF BANK & TRUST EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001031064 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PFF BANCORP INC ESOP STREET 2: 350 SO GAREY AVENUE CITY: POMONA STATE: CA ZIP: 91769 BUSINESS PHONE: 9096232323 MAIL ADDRESS: STREET 1: PFF BANCORP INC ESOP STREET 2: 350 SO GAREY AVENUE CITY: POMONA STATE: CA ZIP: 91769 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ----- PFF Bancorp, Inc. ------------------------------------------------------------- (Name of Issuer) Common Stock par value $.01 per share --------------------------------------------------- (Title of Class of Securities) 69331W-10-4 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------- --------------------- CUSIP NO. 69331W-10-4 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PFF BANK AND TRUST EMPLOYEE STOCK OWNERSHIP PLAN IRS ID. NO. 95-4561623 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Federally chartered stock savings institution's employee stock benefit plan organized in California. - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,269,600 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 317,400 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,587,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,587,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.98% of 19,889,949 shares of Common Stock outstanding as of December 31, 1997. - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 EP - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages PFF BANK AND TRUST EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G Item 1(a) Name of Issuer: PFF Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 350 South Garey Avenue Pomona, California 91766 Item 2(a) Name of Person Filing: PFF Bank and Trust Employee Stock Ownership Plan Trustee: CNA Trust 3080 South Bristol Street Costa Mesa, California 92626 Item 2(b) Address of Principal Business Offices or, if none, Residence: 350 South Garey Avenue Pomona, California 91766 Item 2(c) Citizenship: Federally chartered stock savings institution's employee stock benefit plan organized in California Item 2(d) Title of Class of Securities: Common Stock par value $.01 per share Item 2(e) CUSIP Number: 69331W-10-4 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership. As of December 31, 1997, the reporting person beneficially owned 1,587,000 shares of the issuer. This number of shares represents 7.98% of the common stock, par value $.01, of the issuer, based upon 19,889,949 shares of such common stock outstanding as of December 31, 1997. As of December 31, 1997, the reporting person has sole power to vote or to direct the vote of 1,269,600 of the shares and shares voting power over 317,400 shares. The reporting person has the sole power to dispose or direct the disposition of 1,587,000 shares of common stock. Page 3 of 5 pages Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A Page 4 of 5 pages Item 10 Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 3, 1998 ---------------------------------------------------- (Date) /s/ Gregory C. Talbott ---------------------------------------------------- (Signature) Executive Vice President and Chief Financial Officer ---------------------------------------------------- (Title) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----